与我国的金融监管进行比较,找出制约我国金融监管有效性的因素;再针对这些不良因
素提出一些对金融监管制度的政策性建议。
Although financial industry will benefit to a certain extent by the financial supervision in the form
of reduced risk, and stabilized financial system, but neither theory nor the facts show that the
financial regulatory did not meet our expectations.
This requires our financial regulatory authorities take efforts to overcome the inherent deficiencies
of tools when implementing the regulations.Use flexible regulatory means, reduce regulatory
costs,establish a regulatory system that suits our country and integrates the internal and external
monitoring of the system. Thus gradually increase the effectiveness of financial regulations.
This article examines international successful financial supervision stories, summarizes the
general standard and implementation conditions for an effective financial supervision. We
compared the standard and conditions with China's financial supervision, found the main reason
that limits the effectiveness of China's financial regulations. The article also gave
recommendations to our financial regulatory system in response to these negative factors.
《公司(上市公司的财务摘要报告)规例》Companies(Summary Financial
Reports of Listed Companies)Regulation
公司户口 house account;principal account
公司交易板(英国) Company Bulletin Board(UK)
公司交易所参与者 Corporate Exchange Participant
《公司收购及合并守则》 Code on Takeovers and Mergers
公司投资者户口 Corporate Invest or Account
公司治理 corporate governance
公司法改革常务委员会 Standing Committee on Company Law
Reform
公司仓 house position;firm position
公司专用户口 proprietary account
公司通讯 corporate communication
公司通讯工作小组 Working Group on Corporate Communications
公司注册处 Companies Registry